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23 Dec 2020

SFC consults on proposed enhancements to competency framework for intermediaries and individual practitioners

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On 11 December 2020, the SFC launched a consultation on proposals to enhance the competency framework for intermediaries and individual practitioners. Amendments have been proposed to amend two sets of guidelines, namely the Guidelines on Competence (the "Competence Guidelines") and the Guidelines on Continuous Professional Training (the "CPT Guidelines"). Comments on the proposals are required to be submitted by 10 February 2021.

We have summarised the proposed changes to the Competence Guidelines and the CPT Guidelines in our latest article.

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