联系方式

廖 雅明

电话: +852 2533 2717 手机: +852 6193 5227 电邮 廖 办公室: Hong Kong

Awards

廖 雅明 合伙人

联系方式

廖 雅明

廖 雅明
合伙人

电话: +852 2533 2717 手机: +852 6193 5227 电邮 廖 办公室: Hong Kong

作为监管合规团队的一名合伙人,廖律师专注于金融服务行业,为客户提供广泛的顾问建议,包括金融服务行业的监管合规、雇佣和个人数据法事宜。她能够为客户给出准确、商业上合理的建议。
  • 简介
  • 业务范围

廖律师的客户包括金融服务供应商(如银行、经纪人、财务顾问、资产管理人及金融科技公司)和金融服务用户(如借款人、投资人和发行人)。她为多家金融机构提供关于在香港成立金融业务方面的意见,并为其持续就其经营及合规问题提供建议,其中不乏并购和停业方面的意见。她近期为数家金融科技公司提供法律服务,解决其业务结构方面的问题。

廖律师经常与香港的监管机构接触,例如证券及期货事务监察委员会,香港金融管理局,警察局以及香港海关等。

“勤奋且响应及时”
法律500强亚太区2019

  • 监管合规
  • 融资

金融业务许可

就银行业、贷款经纪、咨询和其他金融服务业务所需的监管许可提供顾问建议。

金融财产授权

就金融产品的推广方式,以及如何取得监管授权,提供顾问建议。

金融服务合规

提供关于遵守金融服务法律、法规和准则的顾问建议,以及协助监管机构的调查。

 

贷款人

为银行、贷款人、基金和其他贷款人安排、起草和商榷各类担保和无担保融资。

借款人

为金融机构、公司、个人、基金和其他借款人商榷各类担保和无担保融资。

融资资产销售和并购

为贷款和其他融资资产买卖双方提供顾问建议,包括提供金融机构并购的指导意见。

 

Awards

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