联系方式

林 力行

电话: +852 3166 6946 电邮 林 办公室: Hong Kong

Awards

法律500强亚太区 2021 (香港) - 监管

法律500强亚太区 2021 (香港) - 监管

林 力行 律师

联系方式

林 力行

林 力行
律师

电话: +852 3166 6946 电邮 林 办公室: Hong Kong

林力行律师为本所香港办事处监管合规团队的一名律师,主要专注于金融服务行业。他就香港证监会持牌公司的牌照授权及控制权变化问题、数据保护、反洗钱和一般性监管合规事项以及标准化客户账户文件编制向客户提供法律建议。
  • 简介

林力行律师亦拥有丰富经验为涉及受监管机构的交易(例如收购和处置持牌法团及保险公司)的监管方面提供咨询。他最近协助多间金融机构对其标准客户文件作全面的修订。

"林力行律师富有经验,且沟通能力极强,无论是书面沟通力还是口头沟通能力。"

法律500.强亚太区2021

Awards

法律500强亚太区 2021 (香港) - 监管

法律500强亚太区 2021 (香港) - 监管

Latest news & insights

06 Sep 2021

From Insights

Hong Kong's new anti-doxxing regime

In Hong Kong in recent times, numerous people but in the main, high profile Police Officers, Judges, Government Officials and their family members have had their priva..

More

18 Aug 2021

From Insights

SFC's consultation conclusions on new investor ID and OTC securities transactions reporting regimes

SFC issues consultation conclusions on proposals to implement investor identification regime at the trading level for the securities market and an OTC securities trans..

More

21 Jul 2021

From Insights

Consultation conclusions: competency framework for intermediaries and individual practitioners

On 18 June 2021, the SFC published the conclusions to its consultations on the proposed enhancements to the competency framework for intermediaries and individual prac..

More

12 Jul 2021

From Insights

Can you write a cheque on the side of a cow?

And why the answer to this is relevant to online transactions

More

23 Jun 2021

From Insights

咨询总结: 规管虚拟资产交易所和贵重金属及宝石交易商的监管制度

在2021 年 5 月 21 日,财经事务及库务局(简称“财库局”)就《打击洗钱及恐怖分子资金筹集条例》(第 615 章) (简称“《打击洗钱条例》”)的新规管架构发出咨询总结(简称“总结”),以规管虚拟资产服务提供商和贵重金属及宝石交易商。总结采纳了财库局于 2020 年 11 月发布的咨询文件中提出的大部分建议。

More

18 Jun 2021

From Insights

Consultation conclusions: regulatory regimes for virtual asset exchanges and dealers in precious metals and stones

On 21 May, the Financial Services and the Treasury Bureau issued its consultation conclusions on the legislative proposals to enhance anti-money laundering and counter..

More

19 Mar 2021

From Insights

Money lending regime: more stringent regulatory measures

As we have discussed in our article "Money lending in Hong Kong – pitfalls for lenders and protections for borrowers", the Consumer Council published a report in Septe..

More

23 Dec 2020

From Insights

SFC consults on proposed enhancements to competency framework for intermediaries and individual practitioners

We have summarised the proposed changes to the Competence Guidelines and the CPT Guidelines in our latest article.

More

04 Jun 2020

From News

Stephenson Harwood advises HKT Flexi Limited on successful launch

Law firm Stephenson Harwood LLP has advised HKT Flexi Limited (HKTF), a subsidiary of HKT Limited, on its successful launch of its money lending business in Hong Kong.

More

28 Feb 2020

From Insights

Managing the impact of the novel coronavirus outbreak – a brief guide for SFC-licensed businesses 管控新型冠状病毒爆发的影响 — 持牌法团简明指南

The Securities and Futures Commission have in previous years issued various guidance on the measures that licensed corporations should implement to manage the effects ..

More

04 Feb 2020

From Insights

香港证监会申明私募股本公司及家族办公室的发牌要求

2020年1月7日,香港证券及期货事务监察委员会(“证监会”)发出两份通函,申明香港私募股本公司及家族办公室的发牌规定。

More

17 Jan 2020

From Insights

SFC’s clarification on licensing requirements for private equity firms and family offices

On January 7 2020, the Securities and Futures Commission (“SFC”) issued two circulars to clarify the licensing requirements for private equity (“PE”) firms and family ..

More

print-footer
logo
© Stephenson Harwood LLP 2016. Any reference to Stephenson Harwood in this document means Stephenson Harwood LLP and/or its affiliated undertakings. Any reference to a partner is used to refer to a member of Stephenson Harwood LLP.