Regulatory compliance

The Proceeds of Crime Act 2002

Advised clients on policies and procedures, reporting obligations and potential criminal liability under the Proceeds of Crime Act 2002.

The Bribery Act 2010

Advised individuals and institutions in relation to Bribery Act 2010 issues.

Corporate and directors' criminal liability

Private prosecution

Acted for two licensed insolvency practitioners who were accused of being involved in a criminal conspiracy to defraud.

Corporate investigations

Advised on and conducted corporate investigations, including an investigation into the collapse of a Gibraltar insurance company, and the conduct of its directors and auditors.

Bribery and corruption

Acted for a whistleblower in relation to allegations of bribery and corruption in a multi-jurisdictional financial services company.

More: Corporate and directors' criminal liability

Regulatory litigation

Market conduct

Advised a group of companies in respect of regulatory investigations by UK and US authorities arising from alleged market misconduct.

Lack of integrity

Acted for individuals in relation to allegations by the Financial Conduct Authority of a lack of integrity under Statement of Principle 1.

Cooperation between regulators

Advised a client in relation to an investigation opened by the Financial Conduct Authority for the purpose of assisting the Australian Securities and Investments Commission.

More: Regulatory litigation