• Home
  • News
  • SFC proposes new investor ID regime

29 Dec 2020

SFC proposes new investor ID regime


On 4 December 2020, the SFC issued a consultation on proposals to implement a new investor identification regime at the trading level (as opposed to the ownership level) for the securities market, as well as an OTC securities transaction reporting regime for SEHK-listed shares. If the proposals are implemented, "licensed corporations" and "registered institutions" may need to make changes to their trading systems.

Click here to read more.



Katherine Liu

Katherine Liu

T:  +852 2533 2717 M:  +852 6193 5227 Email Katherine | Vcard Office:  Hong Kong

James Wong

James Wong

T:  +852 3166 6933 M:  +852 9447 7337 Email James | Vcard Office:  Hong Kong

  • Related Services
  • Related Locations