• Home
  • Insights
  • Summary of the Consultation Conclusions of the SFC proposal to implement a regulatory regime for depositaries of SFC-authorised CIS

05 May 2023

Summary of the Consultation Conclusions of the SFC proposal to implement a regulatory regime for depositaries of SFC-authorised CIS

Linkedin

After receiving general support for a proposed regulatory framework in the public consultation for a proposed regulatory framework for depositaries of SFC-authorised collective investment scheme in September 2019, the Hong Kong Securities and Futures Commission published a new consultation in February 2022 regarding the proposed amendments to subsidiary legislation SFC codes and guidelines to implement the new regulatory framework. The consultation period for the second consultation closed in April 2022 and the SFC published the consultation conclusion in March 2023.

To understand more about the comments made by the SFC in response to the public consultation as well as how this may affect you, please click here to read the article.

Linkedin

KEY CONTACT

Katherine Liu

Katherine Liu
Partner

T:  +852 2533 2717 M:  +852 6193 5227 Email Katherine | Vcard Office:  Hong Kong

Penelope Shen

Penelope Shen
Partner

T:  +852 3166 6936 M:  Email Penelope | Vcard Office:  Hong Kong

Alan Wong

Alan Wong
Associate

T:  +852 2533 2719 M:  Email Alan | Vcard Office:  Hong Kong