Contact details

Monica Jia

T: +852 2533 2795 Email Monica | vCard Office: Hong Kong

Monica Jia Associate

Contact details

Monica Jia

Monica Jia
Associate

T: +852 2533 2795 Email Monica | vCard Office: Hong Kong

Monica is a banking and finance associate in our Hong Kong office specialising in financial services regulatory matters.
  • Profile

Monica advises on a wide range of legal and regulatory matters relevant to the financial services industry, where she focuses on providing advice in relation to securities regulatory matters.

Her practice also includes advising on ongoing regulatory and compliance obligations of banks, virtual banks, asset managers, fintech companies, money lenders, money service operators and payment service companies.

Before joining Stephenson Harwood, Monica worked in-house with a HK-listed financial institution, where she assisted in wide-ranging legal and regulatory matters relevant to securities brokerage, futures, securities advisory, corporate finance, asset management, data protection and cross-border collaborations. 

Monica speaks English, Cantonese, and Mandarin. She is also qualified in PRC.

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11 Sep 2023

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SFC's consultation conclusions on proposed risk management guidelines for futures brokers

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New sophisticated professional investor regime – what you need to know

The HKMA and SFC issued a joint circular on 28 July 2023 introducing a "Streamlined Approach" for compliance with suitability obligations when dealing with "sophistica..

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