Her clients include financial services providers (such as banks, brokers, financial advisers, asset managers and Fintech companies) and financial services users (such as borrowers, investors and issuers). She has acted for various financial institutions relating to the establishment of their financial services business in Hong Kong, advised them on their on-going operational and compliance issues and some of their mergers and acquisitions or closures. She has also recently acted for a few fintech companies and advised them on how to structure their business.
She regularly deals with regulators in Hong Kong such as the Securities and Futures Commission, the Hong Kong Monetary Authority, the Police and the Customs & Excise Department.
"Katherine Liu maintains a great balance between legal advice and commercial realities."
The Legal 500 Asia Pacific 2020