Contact details

David Capps

T: +44 20 7329 4422 Email David Office: London

David Capps Partner

Contact details

David Capps

David Capps
Partner

T: +44 20 7329 4422 Email David Office: London

David is a partner in our London office specialising in financial regulatory and banking matters including regulatory investigations and enforcement matters, internal investigations, financial regulatory compliance and advice and representation in relation to complex financial disputes.
  • Profile

His experience extends to investment banking product and trading disputes and IBD and research matters. He also has experience in dealing with matters involving alleged fraud, insider dealing and market abuse, complex jurisdictional disputes and injunction issues.

He also has extensive experience advising and representing clients in relation to financial regulatory enforcement matters and allied investigations, including interactions with various regulators. He is a recognised expert in relation to UK and EU financial services regulation. David is frequently engaged to carry out or advise upon internal (including whistle-blowing) investigations.

Latest news & insights

24 May 2023

From Insights

The Financial Services and Markets Bill – a "bonfire" of retained EU financial services law, or something less?

The Government has recently announced that it had dropped plans to get rid of European laws by the end of 2023.

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15 May 2023

From Insights

Blowing the whistle to the FCA – the regulator's assessment of its processes for handling reports yields "disappointing" results

On 4 May 2023, the FCA published a report setting out the findings of its own qualitative assessment in relation to its handling whistleblowers who directly report to ..

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02 May 2023

From Insights

The FCA's latest Market Watch 73

The FCA's latest edition of Market Watch focusses on their recent market abuse peer review in relation to firms that offer CFDs and spread bets ("CFD providers").

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19 Apr 2023

From Insights

First SMCR enforcement decision for failure to take "reasonable steps"

On 13 April 2023, the Prudential Regulation Authority published a Final Notice in relation to Mr. Carlos Abarca imposing a financial penalty of £81,620

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13 Apr 2023

From Insights

New UK "failure to prevent fraud" offence

On 11 April 2023, the UK Government announced that it intends to create a new and broad corporate offence of failing to prevent fraud.

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27 Mar 2023

From News

David Capps joins Stephenson Harwood as partner

Law firm Stephenson Harwood LLP has strengthened its contentious regulatory, economic crime, and investigations practice with the arrival of David Capps.

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© Stephenson Harwood LLP 2016. Any reference to Stephenson Harwood in this document means Stephenson Harwood LLP and/or its affiliated undertakings. Any reference to a partner is used to refer to a member of Stephenson Harwood LLP.