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Conrad Lam Associate
The Securities and Futures Commission have in previous years issued various guidance on the measures that licensed corporations should implement to manage the effects ..
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2020年1月7日，香港证券及期货事务监察委员会（“证监会”）发出两份通函，申明香港私募股本公司及家族办公室的发牌规定。
On January 7 2020, the Securities and Futures Commission (“SFC”) issued two circulars to clarify the licensing requirements for private equity (“PE”) firms and family ..
On 9 February 2018, the Securities and Futures Commission (the “SFC”) issued a statement (the “Statement”), cautioning investors again of the potential risks of invest..
Following the launch of the Securities and Futures Commission’s Fintech Contact Point and Fintech Advisory Group in March 2016, the SFC introduced the Fintech Regulato..
The Securities and Futures Commission released a circular on 11 December 2017, outlining the legal and regulatory requirements of providing financial services in relat..