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05 Jun 2015

Regulatory update - Court of Final Appeal’s ruling on an investment product advertising case

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In early 2014, there was a court decision which criminalised the issue of certain securities advertisements if they do not on their face make it clear that the securities are available only to professional investors, being (in broad terms) investors who invest as a business, usually with a licence to do so, and certain high net worth investors. Hong Kong's highest court has reversed that decision, to the relief of distributors of securities investments in Hong Kong.

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