Banks and banking
Foreign exchange investigation – systems and controls failures
Acting for the CEO of a multi-national bank under investigation for alleged systemic failings on the FX trading desks contributing to large scale fraudulent activity by traders.
Libor – trans-Atlantic investigation
Acting for the former principal US Dollar Libor submitter at Barclays in connection with enforcement proceedings by the FCA in relation to allegations of manipulation of the US Dollar Libor rate.
Libor – criminal investigations
Acting for a number of individuals in relation to Serious Fraud Office investigations and prosecutions for conspiracy to defraud relating to alleged manipulation of Yen and US Dollar Libor rates.
RBS – regulatory aspects of corporate restructuring
Advising RBS and staff in regard to an internal investigation and an inquiry conducted by a skilled person under section 166 of FSMA 2000 into an allegation of driving small businesses into insolvency.
Market conduct and conduct of business
Advising a multi-national investment bank in relation to the regulatory aspects of a civil claim relating arising out of the de-pegging of the Swiss Franc in January 2015.
More: Banks and banking
Bribery and corruption
Advising an international trading company in relation to Bribery Act 2010 and corporate corruption issues.
International criminal investigation – online betting brokerage
Advising a company providing online betting brokerage services in relation to a request for assistance by a European prosecutor in connection with a criminal investigation.
Advising in relation to transactions and to ensure proper management of consumer credit issues.
More: International trade